OSAIC FA, INC. ⚠ Disclosure events INACTIVE IA

Key facts

FINRA firm ID

3978

Firm name

OSAIC FA, INC.

Other names / DBAs

A LIFE WELL SPENT; JMG AND ASSOCIATES; JAMES KUEKAN INSURANCE AND FINANCIAL PLANNING; JAKE JACKLICH FINANCIAL PLANNING; J.F.C.; IRON LEGACY WEALTH ADVISORS; INTENTIONAL ADVISORS; INTEGRITY FINANCIAL PLANNING; INTEGRATED WEALTH MANAGMENT; INTEGRATED FINANCIAL PARTNERS, INC.; INSPIRE FINANCE DSM; INPOWER YOUR FUTURE; INGLESIDE FINANCIAL GROUP; INDEPENDENT PHARMACY CONSULTING GROUP; IMPACT FINANCIAL PLANNING; HOROWITZ ASSOCIATES; HOLDING WEALTH MANAGEMENT; HINSON WEALTH MANAGEMENT GROUP; HILDENE FINANCIAL GROUP; HERITAGE FINANCIAL CONSULTANTS, LLC; HENRY G. MAUTNER & ASSOCIATES; HENDRIXSON PINOLA FINANCIAL SERVICES; HAWTHORN WEALTH MANAGEMENT; HAWTHORN INVESTMENT CENTER; HARTFIELD ADVISORS INC.; HACKETT WEALTH MANAGEMENT; GWYNN, MOORE, & ASSOCIATES, INC.; GROSSMAN FINANCIAL PLANNING GROUP; GREGORY & ASSOCIATES; GRECO-NADER WEALTH NAVIGATION; GRANITE CAPITAL MANAGEMENT; GRAEF FINANCIAL GROUP; GPS FINANCIAL PLANNING; GPS FINANCIAL PLANNIN; GO STRATEGIC ADVISORY; GO FOR ANSWERS; GIST WEALTH MANAGEMENT; GERNON, MUTH & ASSOCIATES; GENERATION CAPITAL GROUP; GANNETT PEAK WEALTH STRATEGIES; GAME PLAN RETIREMENT; G.S.W. WEALTH MANAGEMENT; FUSION WEALTH ADVISORS; FROST FINANCIAL; FRIEL ASSOCIATES; FREEDOM PLANNING & WEALTH ADVISORS; FREEDOM FINANCIAL SOLUTIONS LLC; FREEDOM FINANCIAL GROUP; FOUNTAIN CITY FINANCIAL LLC; FORTRESS WEALTH & RETIREMENT; FIRST WESTROADS INVESTMENT CENTRE; FIRST FINANCIAL GROUP OF THE SOUTH, INC.; FIRST FINANCIAL GROUP OF THE SOUTH WEALTH MANAGEMENT; FIRST FINANCIAL GROUP OF THE SOUTH; FINTURITY; FINANCIAL STRATEGIES CORPORATION; FINANCIAL FITNESS ADVISORS; FINANCIAL EDGE; FINANCIAL CENTER FOR WOMEN; FARM LEGACY ADVISORS; FAMILYWEALTH MANAGEMENT GROUP, LLC; FAMILY, WEALTH & LEGACY, LLC; FAMILY WEALTH DECISIONS GROUP; FAMILY WEALTH & LEGACY; FALK FINANCIAL; FAIRVIEW FINANCIAL ADVISORS; FAIR HAVEN FINANCIAL PLANNING; EXECUTIVE WEALTH PARTNERS; EVERGREEN RETIREMENT SERVICES; ESTATE & LEGACY FINANCIAL SOLUTIONS; EQUITY STRATEGIES GROUP; EQUANIMITY WEALTH PLANNING AND INVESTING; ENVISION WEALTH MANAGEMENT; ELS VISION WEALTH MANAGEMENT; ELEVATE360 WEALTH SOLUTIONS; ELEVATE360 WEALTH; ECONOMIC PLANNING GROUP; EASTBURN & ASSOCIATES WEALTH MANAGEMENT; DYNAMIC FINANCIAL; DRISCOLL WEALTH MANAGEMENT; DOVER FINANCIAL PLANNING; DOUGHERTY & ASSOCIATES; DL VENN FINANCIAL SERVICES; DIERKS FINANCIAL; DEROSE FINANCIAL PLANNING GROUP; DENALI WEALTH MANAGEMENT; DELPHI WEALTH MANAGEMENT GROUP; DEL-ONE FEDERAL CREDIT UNION; CUSTER BURISH FINANCIAL SERVICES; CRF WEALTH ADVISORS, LLC; CRESCENDO WEALTH STRATEGIES; CREATIVE WEALTH STRATEGIES; CORNERSTONE FINANCIAL PARTNERS; CONTINUUM CONSULTING GROUP; CONSTRUCTION PLANNING GROUP; CLEVELAND FINANCIAL GROUP; CLEARVIEW FINANCIAL ADVISORS; CLAUSING FINANCIAL GROUP; CHRISTIAN LAVER & ASSOCIATES; CHARTER OAK WEALTH PARTNERS; CHARTER FINANCIAL GROUP; CHARPENTIER WEALTH STRATEGIES; CHAMBERS WEALTH MANAGEMENT SERVICES; CAWLEY WEALTH MANAGEMENT; CARRIAGE TRADE FINANCIAL SERVICES; CAPITAL WEALTH MANAGEMENT, LLC; CAPITAL CONFIDENCE ADVISORS; CAPITAL ACCOUNTS; C SOLUTIONS; BYRON YOUNG & ASSOCIATES, LLC; BUSSA FINANCIAL PARTNERS; BUSINESS TRANSFER CONSULTANTS; BULMAN FINANCIAL; BRIDGES WEALTH STRATEGIES; BREZDEN WEALTH ADVISORS; BOTTOMS FINANCIAL; BOLD VALUE; BLOCK CAPITAL ADVISORS SERVICES; BENTON & COMPANY; BENEFITS PLUS CONSULTING GROUP INC.; BELAY WEALTH PARTNERS; BATEMAN & CO.; BARRETT FINANCIAL; BAILEY WEALTH ADVISORS; ATLAS FINANCIAL; ATHENA WEALTH STRATEGIES; ASTYR WEALTH; ASCEND WEALTH PARTNERS, LLC; ASCEND WEALTH MANAGEMENT; ARTER FINANCIAL STRATEGIES; ARLEN FINANCIAL; ARISE WEALTH STRATEGIES; AMON & ASSOCIATES; AMERICAN BENEFIT CONSULTANTS, INC.; AINLEY FINANCIAL GROUP; AGRIBUSINESS SUCCESSION ADVISORS; AEVIDUM FINANCIAL SERVICES; AEGIS FINANCIAL PARTNERS; ADVANCED PLANNING GROUP OF NEW YORK; ACTUARIAL WEALTH MANAGEMENT; ACRE EQUITY ADVISORS; ACOSTA WEALTH MANAGEMENT; ACORD & FONG WEALTH STRATEGIES; ACCESS ADVISORS, LLC; ACADEMY FINANCIAL, INC.; ABIKUS WEALTH MANAGEMENT, LLC...

IA scope

INACTIVE

SEC IA file

801-42530

SEC BD file

8-14685

Branches

0

Disclosure events

YES

HQ

FORT WAYNE, IN, 46802, United States

Run KYC screen

Check OSAIC FA, INC. across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + CFPB + courts + Fed + NHTSA + CISA + FINRA ↗