# B.B. GRAHAM & COMPANY, INC.

> FINRA firm 41533 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · ORANGE, CA

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 41533
- **Firm name:** B.B. GRAHAM & COMPANY, INC.
- **Other names:** B.B. GRAHAM & COMPANY, INC.
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-106968
- **SEC BD file number:** 8-49477
- **Branches:** 40
- **Has disclosure events:** YES
- **Headquarters:** ORANGE, CA, 92867, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/41533

## Citation

> FINRA BrokerCheck, firm 41533 (B.B. GRAHAM & COMPANY, INC.). Retrieved via AI Analytics 2026-05-18 from https://api.ai-analytics.org/broker/41533.

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