# SUNBELT SECURITIES, INC.

> FINRA firm 42180 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · HOUSTON, TX

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 42180
- **Firm name:** SUNBELT SECURITIES, INC.
- **Other names:** SUNBELT ADVISORY SERVICES, INC., SUNBELT SECURITIES, INC., SUNBELT SECURITIES
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-71479
- **SEC BD file number:** 8-49748
- **Branches:** 23
- **Has disclosure events:** YES
- **Headquarters:** HOUSTON, TX, 77056, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/42180

## Citation

> FINRA BrokerCheck, firm 42180 (SUNBELT SECURITIES, INC.). Retrieved via AI Analytics 2026-07-09 from https://api.ai-analytics.org/broker/42180.

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