# NOMURA SECURITIES NORTH AMERICA, LLC

> FINRA firm 42885

## Key facts

- **FINRA firm ID:** 42885
- **Firm name:** NOMURA SECURITIES NORTH AMERICA, LLC
- **Other names:** HARBORVIEW, LLC, SARPA, SCOTT & ASSOCIATES, INC., PLAN SPONSOR SECURITIES, LLC, PLAN SPONSOR SECURITIES, INC., NOMURA SECURITIES NORTH AMERICA, LLC
- **Investment Adviser scope:** —
- **SEC BD file number:** 8-50057
- **Branches:** 0
- **Has disclosure events:** No

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/42885

## Citation

> FINRA BrokerCheck, firm 42885 (NOMURA SECURITIES NORTH AMERICA, LLC). Retrieved via AI Analytics 2026-05-19 from https://api.ai-analytics.org/broker/42885.

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