# SWANTON SECURITIES, INC.

> FINRA firm 5823

## Key facts

- **FINRA firm ID:** 5823
- **Firm name:** SWANTON SECURITIES, INC.
- **Other names:** SWANTON SECURITIES, INC.
- **Investment Adviser scope:** —
- **SEC BD file number:** 8-16571
- **Branches:** 0
- **Has disclosure events:** No

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/5823

## Citation

> FINRA BrokerCheck, firm 5823 (SWANTON SECURITIES, INC.). Retrieved via AI Analytics 2026-07-09 from https://api.ai-analytics.org/broker/5823.

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