UBS ASSET MANAGEMENT (US) INC. ⚠ Disclosure events
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 583
- Firm name
- UBS ASSET MANAGEMENT (US) INC.
- Other names / DBAs
- BRINSON ADVISORS; UBS GLOBAL ASSET MANAGEMENT (US) INC.; UBS GLOBAL ASSET MANAGEMENT; UBS ASSET MANAGEMENT (US) INC.; PAINE WEBBER MITCHELL HUTCHINS INC.; MITCHELL HUTCHINS ASSET MANAGEMENT INC.; BRINSON ADVISORS, INC.
- IA scope
- —
- SEC BD file
- 8-21901
- Branches
- 8
- Disclosure events
- YES
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