# MUTUAL OF OMAHA INVESTOR SERVICES, INC.

> FINRA firm 611 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · OMAHA, NE

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 611
- **Firm name:** MUTUAL OF OMAHA INVESTOR SERVICES, INC.
- **Other names:** MOFA, MUTUAL OF OMAHA INVESTOR SERVICES, INC., MUTUAL OF OMAHA FUND MANAGEMENT COMPANY, MUTUAL OF OMAHA FINANCIAL ADVISORS, MUTUAL OF OMAHA ADVISORS, MOIS
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-61332
- **SEC BD file number:** 8-47290
- **Branches:** 249
- **Has disclosure events:** YES
- **Headquarters:** OMAHA, NE, 68175-1020, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/611

## Citation

> FINRA BrokerCheck, firm 611 (MUTUAL OF OMAHA INVESTOR SERVICES, INC.). Retrieved via AI Analytics 2026-05-20 from https://api.ai-analytics.org/broker/611.

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