EQUITABLE ADVISORS, LLC ⚠ Disclosure events ACTIVE IA

FINRA firm 6627 · NEW YORK, NY · view on BrokerCheck ↗
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID
6627
Firm name
EQUITABLE ADVISORS, LLC
Other names / DBAs
"BUILD IT" RETIREMENT; EVOLVING WEALTH FINANCIAL; EVOLUTION ADVISORS; EVERSTEADY WEALTH MANAGEMENT; EVERGREEN WEALTH STRATEGIES, LLC; ESSENTIAL WEALTH STRATEGIES, LLC; ESHELMAN FINANCIAL; ESHELMAN & ASSOCIATES; EQUITY WEALTH SOLUTIONS GROUP; EQUITABLE FINANCIAL ADVISORS; EQUITABLE ADVISORS, LLC; EQUINOX FINANCIAL PARTNERS, LLC; EQUICO SECURITIES, INC.; EQ FINANCIAL CONSULTANTS, INC.; ENVISION STRATEGIC FINANCIAL, LLC; ENTERPRISE STRATEGIES GROUP; EMPOWERMENT WEALTH STRATEGIES; EMPIRE WEALTH SOLUTIONS LLC; EMMAUS FINANCIAL GROUP; EMERGY GROUP; ELEVATE FINANCIAL GROUP; EDUCATED WEALTH STRATEGIES; ECP DESIGN & SERVICE GROUP, LTD; EAGLEBRIDGE WEALTH MANAGEMENT; EAGLE POINT WEALTH STRATEGIES; DVM FINANCIAL STRATEGIES; DUNCAN WEALTH MANAGEMENT; DRISCOLL WEALTH MANAGEMENT LLC; DREAM RETIREMENT STRATEGIES, INC; DRAKE, DRAKE AND ASSOCIATES; DOWNS FISCHER FINANCIAL; DIVORCE FINANCIAL PARTNERS; DILIGENCE FINANCIAL GROUP; DIAPOULES, FEINSTEIN AND KAPLAN FINANCIAL GROUP; DERGALIS ASSOCIATES; DENOVO MEDICAL ASSOCIATES; DENOVO ADVISORY GROUP; DEAN J. ROSKO AND ASSOCIATES; DAYTON & SYDNEY WEALTH STRATEGIES GROUP, LLC; DAVID SCHMIDT PENSION, INSURANCE & FINANCIAL SERVICES; DANIEL M. HOLDT, INC.; DAILEY FINANCIAL GROUP; DABYN WEALTH STRATEGIES; D3 FINANCIAL SERVICES; CYPRESS FINANCIAL CONSULTANTS, LLC; CUBE FINANCIAL PARTNERS, LLC; CS PREMIER FINANCIAL; CROWNSTONE WEALTH PARTNERS; CRIST AND FREDETTE FINANCIAL; COWIE MCGRAW & LESNEY FINANCIAL GROUP; COVENANT CAPITAL GROUP; COVENANT ADVISORY GROUP; COVE FINANCIAL, LLC; COUNTRY VALUES FINANCIAL; COSENTINO FINANCIAL GROUP, LTD; CORPORATE PLANNING ASSOCIATES, LLC; CORNERSTONE WEALTH MANAGEMENT; CORNERSTONE PLANNING GROUP, LLC; CORNERSTONE FINANCIAL, LLP; CORNERSTONE FINANCIAL SERVICES; COMPREHENSIVE FINANCIAL STRATEGIES; COMMUNITY FINANCIAL GROUP; COASTAL WEALTH MANAGEMENT AND INSURANCE SERVICES; CMG BENEFIT ADVISORS; CLERGY PLANNING GROUP; CLEARGROVE WEALTH PARTNERS; CLARK & ANDERSON FINANCIAL SERVICES, LLC; CJ CAPITAL INSURANCE AND FINANCIAL SERVICES; CITY BENEFITS GROUP; CHRISTE FINANCIAL SERVICES; CENTURY FINANCIAL STRATEGIES; CEDAR AND SAGE FINANCIAL; CBG WEALTH MANAGEMENT; CASCADE WEALTH STRATEGIES, LLC; CAPITALWISE WEALTH MANAGEMENT, LLC; CAPITAL STRATEGIES; CAPITAL MANAGEMENT GROUP OF NEW YORK; CAPITAL FINANCIAL GROUP; CANOPY FINANCIAL GROUP; CAMPUS WEALTH MANAGEMENT; BRIGHT HARBOR WEALTH MANAGEMENT LLC; BREMS WEALTH MANAGEMENT; BOWMAN WEALTH DEFENSE SERVICES; BOSCH FINANCIAL, INC.; BOLLINGER ADVISORS; BODDY & ASSOCIATES; BMK WEALTH MANAGEMENT LLC; BLUEWATER WEALTH STRATEGIES; BLUEPRINT FINANCIAL SOLUTIONS; BLUE RIDGE FINANCIAL PARTNERS; BLUE RIBBON WEALTH ADVISORS, INC; BLUE COVE CAPITAL; BLU-STAR STRATEGIC ADVISORS; BL FINANCIAL GROUP; BEST FINANCIAL SERVICES; BERNIER FINANCIAL SERVICES; BELUS WEALTH, LLC; BEEBE FINANCIAL SOLTIONS; BEACON WEALTH PARTNERS; BAY AREA PRIVATE WEALTH GROUP; BARRETT FINANCIAL SOLUTIONS; BALA FINANCIAL STRATEGIES; BABCOCK WEALTH MANAGEMENT; B&P RETIREMENT SOLUTIONS; AYOUCH AND MANTLE FINANCIAL GROUP; AXA ADVISORS, LLC; AXA ADVISORS, LLC; AVON FINANCIAL GROUP; ATTORNEYS CAPITAL MANAGEMENT; ATLAS FINANCIAL GROUP; ATLAS ADVISOR GROUP; AT ASPEN LLC; ASTON CAPITAL GROUP; ASPIRE WEALTH MANAGEMENT; ASPIRE FINANCIAL GROUP; ASCENT FINANCIAL GROUP; ASCENDANCY FINANCIAL GROUP; ASCEND PLANNING & CONSULTING, LLC; ARDEN FINANCIAL GROUP; ARC WEALTH MANAGEMENT; ARB WEALTH MANAGEMENT; APOLLO GROUP; ANTHEM WEALTH, LLC; ANGLE-LAU WEALTH MANAGEMENT; ANDERSON FINANCIAL; ANASTASIA & ASSOCIATES WEALTH MANAGEMENT SOLUTIONS; ALPHA PHOENIX; ALPHA OMEGA FINANCIAL, LLC; ALLISON FINANCIAL GROUP, INC.; ALLAM FINANCIAL SERVICES GROUP, INC.; AETERNUM CAPITAL; ADVANCED WEALTH STRATEGIES; ADVANCED BENEFIT DESIGN GROUP, INC.; ACHENBACH FINANCIAL; A.P. LUBRANO & COMPANY, INC.; A VERRELLI AND ASSOCIATES; 75 STRONG FINANCIAL GROUP; 4U FINANCIAL; 422 FINANCIAL; 3CFINANCIAL; 360 PLANNING PARTNERS, LLC; 360 FINANCIAL MANAGEMENT GROUP; 345 WEALTH MANAGEMENT LLC; 1804 FINANCIAL GROUP; #LADYLIFEPLAN#...
IA scope
ACTIVE
SEC IA file
801-14065
SEC BD file
8-17883
Branches
2376
Disclosure events
YES
HQ
NEW YORK, NY, 10105, United States

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