# THE ROBINSON-HUMPHREY COMPANY, LLC

> FINRA firm 723 · **⚠ HAS DISCLOSURE EVENTS**

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 723
- **Firm name:** THE ROBINSON-HUMPHREY COMPANY, LLC
- **Other names:** CAPITAL MANAGEMENT DIVISION, TRAK FOR MUTUAL FUND AT NET ASSET VALUE, TRAK FOR CONSULTING GROUP CAPITAL MARKETS FUNDS, THE ROBINSON-HUMPHREY COMPANY, LLC, THE ROBINSON-HUMPHREY COMPANY INC., SSB COLLECTIVE FUNDS ASSET ALLOCATION SERVICE, SMITH BARNEY ASSET MANAGEMENT, SALOMON SMITH BARNEY 401(K) ADVISOR PROGRAM, ROBINSON-HUMPHREY/AMERICAN EXPRESS INC., ROBINSON-HUMPHREY COMPANY, INC. (THE), PORTFOLIO MANAGEMENT GROUP, PEACHTREE ASSET MANAGEMENT, OFFSHORE TRAK, LINK ADVISORS FOR UPS EMPLOYEES AND RETIREES, INVESTMENT MANAGEMENT SERVICES, INSTITUTIONAL SERVICES, GUIDED PORTFOLIO MANAGEMENT PROGRAM, FIRST MADISON ADVISORS, FIDUCIARY SERVICES - UNAFFILIATED MANAGER PROGRAM, FIDUCIARY SERVICES - AFFILIATED MANAGER PROGRAM, DAVIS SKAGGS INVESTMENT MANAGEMENT, CONSULTING GROUP, CONSULTING AND EVALUATION SERVICES
- **Investment Adviser scope:** —
- **SEC BD file number:** 8-27190
- **Branches:** 0
- **Has disclosure events:** YES

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/723

## Citation

> FINRA BrokerCheck, firm 723 (THE ROBINSON-HUMPHREY COMPANY, LLC). Retrieved via AI Analytics 2026-06-25 from https://api.ai-analytics.org/broker/723.

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