FSC SECURITIES CORPORATION — FINRA BrokerCheck

FSC SECURITIES CORPORATION ⚠ Disclosure events INACTIVE IA

⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.

Key facts

FINRA firm ID

7461

Firm name

FSC SECURITIES CORPORATION

Other names / DBAs

3GENWEALTH; SPIEGEL FINANCIAL; SMITH MURRAY WEALTH; SITZLER FINANCIAL SERVICES; SHROM ASSOCIATES; SHEA & MCMURDIE RETIREMENT; SHARP FINANCIAL SERVICES; SHARP FINANCIAL; SHAFFER FINANCIAL SERVICES; SEASONS FINANCIAL ADVISORS; SCHMOLKE INVESTMENT TEAM; ROOTED FINANCIAL GROUP; ROCKPORT WEALTH MANAGEMENT; ROBSON PLANNING GROUP; RIVERLINK ADVISORS, LLC; RIVERBEND WEALTH MANAGEMENT; RIDGEGATE INVESTMENT MANAGEMENT; RICHARD HOE INVESTMENTS, LLC; RETIRESOURCE; RETIREMENT PLANNING & INVESTMENT SERVICES; R.J. WELSCH & ASSOCIATES, INC.; PROLIFIC WEALTH; PRICE FINANCIAL GROUP; PORTER KICKHAM, INC.; PIERCE & ASSOCIATES; PHRONETIC RETIREMENT ADVISORS; PENSURE GROUP; PATEL WEALTH STRATEGIES; PARK WEALTH ADVISORS; PAOLINI ADVISORS, LLC; OPTIMIZE CAPITAL MANAGEMENT; ONLY RETIRMENT; O'QUIN FIANNCIAL GROUP; O'BRIEN PLANNING STRATEGIES; NTUNE FINANCIAL GROUP; NORTHWEST GENERAL INSURANCE AND FINANCIAL SERVICES; NETTWORTH FINANCIAL GROUP; NETTUNO WEALTH MANAGEMENT; NETTUNO GROUP; MOUNTAIN CAPITAL; MOTTAU, ICENHOWER & ASSOCIATES; MOORESTREET FINANCIAL GROUP, LLC; MILLION WEALTH MANAGEMENT; MI401K RETIREMENT PLAN CONSULTANTS; MG RETIREMENT ADVISORS; MERRITT WEALTH STRATEGIES; MEFFORD WEALTH MANAGEMENT; MCKELL FINANCIAL GROUP; MAGNOLIA CAPITAL PARTNERS; MAGELLAN INVESTMENT ADVISORY SERVICES; LUMEN FINANCIAL GROUP; LUKE FORD FINANCIAL; LOVELL WEALTH MANAGEMENT; LONE STAR WEALTH MANAGEMENT; LILY WEALTH PARTNERS; LIANG CAPITAL ADVISORS; LESHNAK WEALTH; LENZE CAPITAL; LEGACY FINANCIAL SERVICES GROUP; KRAMER WEALTH MANAGERS; KNIGHTSBRIDGE FINANCIAL; KIDDER FINANCIAL GROUP; KEYSTONE FINANCIAL GROUP; KAVOCS FINANCIAL SOLUTIONS; KALYX CAPITAL MANAGEMENT; KALIS FINANCIAL; JIL FINANCIAL SERVICES, LLC; JAMES R. K. HARDY & ASSOCIATES; JAG FINANCIAL; IRVING FAMILY RETIREMENT PLANNING; INVESTMENT CAPITAL ADVISORS; INTEGRITY WEALTH ADVANTAGE; INDEPENDENT CAPITAL MANAGEMENT; IGRYPHON CAPITAL GROUP; HUSTAD WEALTH MANAGEMENT; HPK PROVIDENT ADVISORS; HOWARD WEALTH MANAGEMENT; HONOR CAPITAL; HOLMES MANAGEMENT LLC; HELMSMAN FINANCIAL PARTNERS; HARRIS & PRATT WELATH MANAGEMENT; HANZICH CONSULTING INC.; GRYPHON WEALTH MANAGEMENT; GRYPHON INSTITUTE; GREGORY A CROSBY, CFP; GREAT LAKES 401K; GOLDMAN HARRIS PRATT & ASSOCIATES WEALTH MANAGEMENT; GOLDMAN & ASSOCIATES WEALTH MANAGEMENT; GMBP WEALTH MANAGEMENT; GEM WEALTH PLANNING GROUP; FUNKHOUSER SHAFFER FINANCIAL SERVICES; FSC SECURITIES CORPORATION; FREEDOM ONE ADVISOR GROUP; FRAMEWORK FINANCIAL PLANNING; FINANCIAL SUCCESS STRATEGIES; FINANCIAL STRATEGIES GROUP; FINANCIAL SOLUTIONS GROUP; FINANCIAL INSIGHTS; FINANCIAL INDEPENDENCE LLC; FIDUCIARYADVISOR; FEDERAL EMPLOYEE BENEFITS; FAIRWINDS WEALTH MANAGEMENT; EFC WEALTH MANAGEMENT; EBERT ASSOCIATES; DLUZAK & ASSOCIATES, INC.; DIVERSIFIED FINANCIAL GROUP; DISEKER & COMPANY; DESTINY FINANCIAL GROUP; DELLINGER WEALTH MANAGEMENT; DECILIO FINANCIAL ADVISORS; DBW FINANCIAL SERVICES; CTM FINANCIAL GROUP, INC; CROSBY, TREVINO & ASSOCIATES, LLC; CRESTAR WEALTH MANAGEMENT; CREATIVE PENSION PLANS, INC.; CORNERSTONE WEALTH MANAGEMENT; COOLEY WEALTH MANAGEMENT; CONTINUUM FINANCIAL GROUP; CONSUS WEALTH MANAGEMENT, LLC; CONSCIOUS CAPITAL LLC; CONSCIOUS CAPITAL; COMPLO FINANCIAL SERVICES; CITADEL FINANCIAL & RETIREMENT SOLUTIONS. LLC; CITADEL FINANCIAL & RETIREMENT SOLUTIONS, LLC; CHERRINGTON BROTSKY CONSCIOUS CAPITAL; CHERRINGTON BROTSKY; CENTRUY FINANCIAL ADVISORS; CENTERPOINTE ADVISERS; CEBERT WEALTH MANAGEMENT; CARROLL ENTERPRISES LLC; CAROLINA WEALTH STEWARDSHIP GROUP; CAPITAL RESOURCE MANAGEMENT; CAPITAL ASSET MANAGEMENT; BROADVIEW FINANCIAL GROUP; BRENNAN & STUART, INC.; BRAD MILLS WEALTH MANAGEMENT; BOYD INVESTMENT SERVICES; BOUNDARY ROCK FINANCIAL GROUP; BLISS FINANCIAL SERVICES; BESSELMAN WEALTH PLANNERS; BEANE ATKINSON FINANCIAL SERVICES; BDL ADVISORS, LLC; BDL ADVISORS; BANYAN, ROCK, AND TALENT WEALTH STRATEGISTS; ATS; ARCH WEALTH MANAGEMENT; ARBEITER & BADIUK; ANDERSON WEALTH ADVISORS, LLC; ANDERSON WEALTH ADVISORS; AEGIS FINANCIAL GROUP, INC.; ADVANCED TRUSTEE STRATEGIES...

IA scope

INACTIVE

SEC IA file

801-42017

SEC BD file

8-21770

Branches

Disclosure events

YES

ATLANTA, GA, 30339, United States

FSC SECURITIES CORPORATION ⚠ Disclosure events INACTIVE IA

Key facts

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