# U S G M SECURITIES, INC.

> FINRA firm 7866

## Key facts

- **FINRA firm ID:** 7866
- **Firm name:** U S G M SECURITIES, INC.
- **Other names:** JOHN G. ULLMAN AND ASSOCIATES, INC., U S G M SECURITIES, INC.
- **Investment Adviser scope:** —
- **SEC BD file number:** 8-40672
- **Branches:** 0
- **Has disclosure events:** No

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/7866

## Citation

> FINRA BrokerCheck, firm 7866 (U S G M SECURITIES, INC.). Retrieved via AI Analytics 2026-05-19 from https://api.ai-analytics.org/broker/7866.

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