GMS GROUP ⚠ Disclosure events ACTIVE IA
⚠ Regulatory disclosure flag: FINRA reports regulatory or customer-dispute disclosure events for this firm. The specific details (regulatory actions, arbitrations, customer complaints, criminal events) live on the canonical BrokerCheck page. This flag is the KYC tripwire that institutional vendors charge for.
Key facts
- FINRA firm ID
- 8000
- Firm name
- GMS GROUP
- Other names / DBAs
- GMS GROUP; THE GMS GROUP, LLC; THE GMS GROUP, L.L.C.; THE G.M.S. GROUP, L.L.C.; THE G.M.S. GROUP, INC.; MOORE & SCHLEY MUNICIPALS, INC.
- IA scope
- ACTIVE
- SEC IA file
- 801-126662
- SEC BD file
- 8-23936
- Branches
- 10
- Disclosure events
- YES
- HQ
- EAST HANOVER, NJ, 07936, United States
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