# M.L. STERN & CO., LLC.

> FINRA firm 8327 · **⚠ HAS DISCLOSURE EVENTS**

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 8327
- **Firm name:** M.L. STERN & CO., LLC.
- **Other names:** M. L. STERN & CO, LLC., M.L. STERN & CO., LLC., M.L. STERN & CO. INC.
- **Investment Adviser scope:** —
- **SEC BD file number:** 8-25028
- **Branches:** 0
- **Has disclosure events:** YES

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/8327

## Citation

> FINRA BrokerCheck, firm 8327 (M.L. STERN & CO., LLC.). Retrieved via AI Analytics 2026-06-30 from https://api.ai-analytics.org/broker/8327.

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