# A.G.P. / ALLIANCE GLOBAL PARTNERS

> FINRA firm 8361 · ACTIVE · **⚠ HAS DISCLOSURE EVENTS** · WESTPORT, CT

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 8361
- **Firm name:** A.G.P. / ALLIANCE GLOBAL PARTNERS
- **Other names:** A.G.P / ALLIANCE GLOBAL PARTNERS, VAN PELT & COMPANY, THE A.I.D. GROUP, SHILLIN WEALTH MANAGEMENT, SES GROUP, PINZKER & ASSOCIATES, NTS BEARING, LUNDBLADE FINANCIAL GROUP, LOWELL NEWMAN, KS CAPITAL MANAGEMENT, INC, INTUIT WEALTH MANAGEMENT, EURO PACIFIC CAPITAL, INC., EPC ADVISORS GROUP, A DIV. OF A.G.P. / ALLIANCE GLOBAL PARTNERS, EPC ADVISORS GROUP, BOATMAN FINANCIAL MANAGEMENT, PLLC, ALLIANCE GLOBAL PLANNING, AGP FINANCIAL DISTRICT, ABC WEALTH MANAGEMENT, A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC, A.G.P. / ALLIANCE GLOBAL PARTNERS OF THE LOWCOUNTRY, A.G.P. / ALLIANCE GLOBAL PARTNERS CORP., A.G.P. / ALLIANCE GLOBAL PARTNERS, A.G.P. / ALLIANCE GLOBAL, A.G.P.
- **Investment Adviser scope:** ACTIVE
- **SEC IA file number:** 801-70276
- **SEC BD file number:** 8-25132
- **Branches:** 44
- **Has disclosure events:** YES
- **Headquarters:** WESTPORT, CT, 06880, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/8361

## Citation

> FINRA BrokerCheck, firm 8361 (A.G.P. / ALLIANCE GLOBAL PARTNERS). Retrieved via AI Analytics 2026-05-16 from https://api.ai-analytics.org/broker/8361.

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