# WADDELL & REED

> FINRA firm 866 · INACTIVE · **⚠ HAS DISCLOSURE EVENTS** · OVERLAND PARK, KS

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the canonical BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 866
- **Firm name:** WADDELL & REED
- **Other names:** WADDELL & REED, WADDELL & REED, INC.
- **Investment Adviser scope:** INACTIVE
- **SEC IA file number:** 801-16720
- **SEC BD file number:** 8-27030
- **Branches:** 0
- **Has disclosure events:** YES
- **Headquarters:** OVERLAND PARK, KS, 66202-4200, United States

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/866

## Citation

> FINRA BrokerCheck, firm 866 (WADDELL & REED). Retrieved via AI Analytics 2026-07-09 from https://api.ai-analytics.org/broker/866.

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