CFTC Releases Rule Enforcement Review of the BrokerTec Futures Exchange Other enforcement

CFTC release 4847-03 · 2003-10-02 · view on cftc.gov ↗

Key facts

Release number
4847-03
Release date
2003-10-02
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/4847-03

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.