ENFORCEMENT ACTION FILED AGAINST FORMER CEO OF RITTMEISTER CAPITAL MANAGEMENT, INC.; Pending Federal Criminal Charges Against Udo Rotmistrenko Alleged As Grounds for Suspending CFTC Registrations Other enforcement

CFTC release 4972-04 · 2004-08-17 · view on cftc.gov ↗

Key facts

Release number: 4972-04
Release date: 2004-08-17
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/4972-04

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.