# CFTC REVOKES REGISTRATION OF ILLINOIS FLOOR BROKER STUART MICHAEL HELFFRICH; CFTC Action Based in Part on Fraud Findings by Chicago Board of Trade

> CFTC release 4985-04 · 2004-09-03 · **Fraud** · ENFORCEMENT

## Key facts

- **Release number:** 4985-04
- **Release date:** 2004-09-03
- **Type:** Fraud
- **Title:** CFTC REVOKES REGISTRATION OF ILLINOIS FLOOR BROKER STUART MICHAEL HELFFRICH; CFTC Action Based in Part on Fraud Findings by Chicago Board of Trade
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/4985-04

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 4985-04, "CFTC REVOKES REGISTRATION OF ILLINOIS FLOOR BROKER STUART MICHAEL HELFFRICH; CFTC Action Based in Part on Fraud Findings by Chicago Board of Trade", 2004-09-03. Retrieved via AI Analytics 2026-07-19 from https://api.ai-analytics.org/cftc-action/4985-04.

---

*[CFTC actions dataset](/datasets/cftc-actions) · CC0 1.0*