CFTC Obtains Federal Court Order Freezing Assets of FX Trading, LLC of Iselin, New Jersey, and Charges Firm with Failing to Maintain Minimum Net Capital Requirements for Registered Futures Commission Merchants Other enforcement

CFTC release 5144-05 · 2005-12-15 · view on cftc.gov ↗

Key facts

Release number: 5144-05
Release date: 2005-12-15
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/5144-05

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.