CFTC Charges Florida Man And His Firm With Stealing $1.5 Million From Customers Other enforcement

CFTC release 5157-06 · 2006-02-08 · view on cftc.gov ↗

Key facts

Release number
5157-06
Release date
2006-02-08
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/5157-06

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.