CFTC Issues Order Enabling NetThruPut, Inc., to Operate a Multilateral Clearing Organization for OTC Derivative Instruments in the U.S. Other enforcement

CFTC release 5162-06 · 2006-03-04 · view on cftc.gov ↗

Key facts

Release number: 5162-06
Release date: 2006-03-04
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/5162-06

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.