Federal Court Orders San Antonio, Texas Area Resident Stuart J. Pippin to Pay $1.68 Million to Hedge Fund Investors Other enforcement

CFTC release 5181-06 · 2006-05-10 · view on cftc.gov ↗

Key facts

Release number
5181-06
Release date
2006-05-10
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/5181-06

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.