# CFTC Charges Telephone Clerk for a Floor Brokerage Operation at the NYMEX with Scheme to Defraud

> CFTC release 5221-06 · 2006-08-25 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 5221-06
- **Release date:** 2006-08-25
- **Type:** Other enforcement
- **Title:** CFTC Charges Telephone Clerk for a Floor Brokerage Operation at the NYMEX with Scheme to Defraud
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/5221-06

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 5221-06, "CFTC Charges Telephone Clerk for a Floor Brokerage Operation at the NYMEX with Scheme to Defraud", 2006-08-25. Retrieved via AI Analytics 2026-07-10 from https://api.ai-analytics.org/cftc-action/5221-06.

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