CFTC Issues New Governance Guidelines for Futures Exchanges Other enforcement

CFTC release 5282-07 · 2007-02-02 · view on cftc.gov ↗

Key facts

Release number
5282-07
Release date
2007-02-02
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/5282-07

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.