CFTC’s Division of Clearing and Intermediary Oversight Provides Annual Report Guidance to Commodity Pool Operators Commodity pool fraud

CFTC release 5286-07 · 2007-02-03 · view on cftc.gov ↗

Key facts

Release number
5286-07
Release date
2007-02-03
Type
Commodity pool fraud
Primary source
https://www.cftc.gov/PressRoom/PressReleases/5286-07

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.