Illinois Federal District Court Imposes a Permanent Trading Ban and a $100,000 Civil Monetary Penalty against Florida Resident Bernadette Flavell for Violating a CFTC Order Other enforcement

CFTC release 5329-07 · 2007-05-03 · view on cftc.gov ↗

Key facts

Release number: 5329-07
Release date: 2007-05-03
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/5329-07

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.