# Dallas Court Order Imposes More than $4.9 Million in Monetary and Other Sanctions against Carl W. King and Carl W. King Investments, LLP in Anti-Fraud Action Brought by the CFTC

> CFTC release 5343-07 · 2007-06-05 · **Fraud** · ENFORCEMENT

## Key facts

- **Release number:** 5343-07
- **Release date:** 2007-06-05
- **Type:** Fraud
- **Title:** Dallas Court Order Imposes More than $4.9 Million in Monetary and Other Sanctions against Carl W. King and Carl W. King Investments, LLP in Anti-Fraud Action Brought by the CFTC
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/5343-07

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 5343-07, "Dallas Court Order Imposes More than $4.9 Million in Monetary and Other Sanctions against Carl W. King and Carl W. King Investments, LLP in Anti-Fraud Action Brought by the CFTC", 2007-06-05. Retrieved via AI Analytics 2026-06-06 from https://api.ai-analytics.org/cftc-action/5343-07.

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