# Lake Shore Asset Management Limited, a Registered Commodity Pool Operator and Commodity Trading Advisor, Charged with Refusing to Make Its Books and Records Available to CFTC for Inspection

> CFTC release 5349-07 · 2007-06-29 · **Commodity pool fraud** · ENFORCEMENT

## Key facts

- **Release number:** 5349-07
- **Release date:** 2007-06-29
- **Type:** Commodity pool fraud
- **Title:** Lake Shore Asset Management Limited, a Registered Commodity Pool Operator and Commodity Trading Advisor, Charged with Refusing to Make Its Books and Records Available to CFTC for Inspection
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/5349-07

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 5349-07, "Lake Shore Asset Management Limited, a Registered Commodity Pool Operator and Commodity Trading Advisor, Charged with Refusing to Make Its Books and Records Available to CFTC for Inspection", 2007-06-29. Retrieved via AI Analytics 2026-06-03 from https://api.ai-analytics.org/cftc-action/5349-07.

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