# U.S. Commodity Futures Trading Commission Files Action Against Futures Commission Merchant Nations Investments, LLC, for Failure to Maintain the Minimum Amount of Net Capital Required by Federal Law

> CFTC release 5380-07 · 2007-09-06 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 5380-07
- **Release date:** 2007-09-06
- **Type:** Other enforcement
- **Title:** U.S. Commodity Futures Trading Commission Files Action Against Futures Commission Merchant Nations Investments, LLC, for Failure to Maintain the Minimum Amount of Net Capital Required by Federal Law
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/5380-07

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 5380-07, "U.S. Commodity Futures Trading Commission Files Action Against Futures Commission Merchant Nations Investments, LLC, for Failure to Maintain the Minimum Amount of Net Capital Required by Federal Law", 2007-09-06. Retrieved via AI Analytics 2026-07-03 from https://api.ai-analytics.org/cftc-action/5380-07.

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