CFTC Revokes the Introducing Broker Registrations of Next Financial Services Unlimited, Inc. and New World Trading, LLC Other enforcement

CFTC release 5418-07 · 2007-12-07 · view on cftc.gov ↗

Key facts

Release number
5418-07
Release date
2007-12-07
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/5418-07

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.