CFTC Charges Two Chicago Board of Trade Floor Brokers with Defrauding Customers Out Of More Than $2 Million Other enforcement

CFTC release 5434-08 · 2008-01-11 · view on cftc.gov ↗

Key facts

Release number
5434-08
Release date
2008-01-11
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/5434-08

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.