CFTC Files Action to Revoke Registrations of Introducing Brokers Liberty Financial Trading Corp., Inc. and Liberty Real Assets Investment Corporation Other enforcement

CFTC release 5442-08 · 2008-01-24 · view on cftc.gov ↗

Key facts

Release number: 5442-08
Release date: 2008-01-24
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/5442-08

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.