CFTC Amends Charges Against Nations Investments, LLC and its Principals; Violations Include Undercapitalization and False Statements Other enforcement

CFTC release 5454-08 · 2008-02-13 · view on cftc.gov ↗

Key facts

Release number: 5454-08
Release date: 2008-02-13
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/5454-08

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.