CFTC Sanctions Alaron Trading Corporation for Failing to Supervise Diligently Employees Other enforcement

CFTC release 5488-08 · 2008-04-22 · view on cftc.gov ↗

Key facts

Release number
5488-08
Release date
2008-04-22
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/5488-08

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.