CFTC Charges Fund Manager Mark Bloom and His Firm, North Hills Management LLC, with Misappropriating Over $13 Million Other enforcement

CFTC release 5622-09 · 2009-02-27 · view on cftc.gov ↗

Key facts

Release number
5622-09
Release date
2009-02-27
Type
Other enforcement
Primary source
https://www.cftc.gov/PressRoom/PressReleases/5622-09

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.