# CFTC Sanctions Chicago-based Walsh Trading Inc. $50,000 for Failing to Supervise an Employee's Handling of Customer Accounts

> CFTC release 5631-09 · 2009-03-12 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 5631-09
- **Release date:** 2009-03-12
- **Type:** Other enforcement
- **Title:** CFTC Sanctions Chicago-based Walsh Trading Inc. $50,000 for Failing to Supervise an Employee's Handling of Customer Accounts
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/5631-09

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 5631-09, "CFTC Sanctions Chicago-based Walsh Trading Inc. $50,000 for Failing to Supervise an Employee's Handling of Customer Accounts", 2009-03-12. Retrieved via AI Analytics 2026-07-20 from https://api.ai-analytics.org/cftc-action/5631-09.

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