# CFTC Extends Public Comment Period on Concept Release Regarding Review of Exemptions for Swap Dealers

> CFTC release 5657-09 · 2009-05-20 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 5657-09
- **Release date:** 2009-05-20
- **Type:** Other enforcement
- **Title:** CFTC Extends Public Comment Period on Concept Release Regarding Review of Exemptions for Swap Dealers
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/5657-09

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 5657-09, "CFTC Extends Public Comment Period on Concept Release Regarding Review of Exemptions for Swap Dealers", 2009-05-20. Retrieved via AI Analytics 2026-06-26 from https://api.ai-analytics.org/cftc-action/5657-09.

---

*[CFTC actions dataset](/datasets/cftc-actions) · CC0 1.0*