CFTC Issues Order Enabling Eurex Clearing AG to Operate a Multilateral Clearing Organization for OTC Derivative Instruments in the United States Other enforcement

CFTC release 5686-09 · 2009-08-01 · view on cftc.gov ↗

Key facts

Release number: 5686-09
Release date: 2009-08-01
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/5686-09

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.