CFTC Issues a Notice to Suspend or Modify the Registration of Indicted Floor Broker David G. Sklena of Skokie, Illinois Registration / supervisory violation

CFTC release 5690-09 · 2009-08-08 · view on cftc.gov ↗

Key facts

Release number: 5690-09
Release date: 2009-08-08
Type: Registration / supervisory violation
Primary source: https://www.cftc.gov/PressRoom/PressReleases/5690-09

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.