CFTC Sanctions J.P. Morgan Futures, Inc. $300,000 for Failing to Properly Segregate Customer Funds and Failing to Timely Report the Under-segregation to the CFTC Other enforcement

CFTC release 5713-09 · 2009-09-10 · view on cftc.gov ↗

Key facts

Release number: 5713-09
Release date: 2009-09-10
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/5713-09

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.