# CFTC Sanctions Citigroup Private Bank GP, Inc. for Failure to File Annual Reports on Time for the Commodity Pools it Operates

> CFTC release 5727-09 · 2009-10-02 · **Commodity pool fraud** · ENFORCEMENT

## Key facts

- **Release number:** 5727-09
- **Release date:** 2009-10-02
- **Type:** Commodity pool fraud
- **Title:** CFTC Sanctions Citigroup Private Bank GP, Inc. for Failure to File Annual Reports on Time for the Commodity Pools it Operates
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/5727-09

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 5727-09, "CFTC Sanctions Citigroup Private Bank GP, Inc. for Failure to File Annual Reports on Time for the Commodity Pools it Operates", 2009-10-02. Retrieved via AI Analytics 2026-07-17 from https://api.ai-analytics.org/cftc-action/5727-09.

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