CFTC Chairman Gensler to Meet With Regulators to Discuss Critical Issues Related to Financial Regulatory Reform during Visits to Brussels and London Other enforcement

CFTC release 5787-10 · 2010-03-05 · view on cftc.gov ↗

Key facts

Release number: 5787-10
Release date: 2010-03-05
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/5787-10

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.