# CFTC Sues Virginia-based Financial Investments, Inc. for Repeatedly Failing to File Annual Reports in a Timely Manner for a Commodity Pool It Operated

> CFTC release 5789-10 · 2010-03-09 · **Commodity pool fraud** · ENFORCEMENT

## Key facts

- **Release number:** 5789-10
- **Release date:** 2010-03-09
- **Type:** Commodity pool fraud
- **Title:** CFTC Sues Virginia-based Financial Investments, Inc. for Repeatedly Failing to File Annual Reports in a Timely Manner for a Commodity Pool It Operated
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/5789-10

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 5789-10, "CFTC Sues Virginia-based Financial Investments, Inc. for Repeatedly Failing to File Annual Reports in a Timely Manner for a Commodity Pool It Operated", 2010-03-09. Retrieved via AI Analytics 2026-05-21 from https://api.ai-analytics.org/cftc-action/5789-10.

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