The CFTC Sanctions Noble Americas Corp. $130,000 for Wash Sales Trading on the New York Mercantile Exchange and Causing Non Bona Fide Prices to Be Reported Other enforcement

CFTC release 5817-10 · 2010-05-04 · view on cftc.gov ↗

Key facts

Release number: 5817-10
Release date: 2010-05-04
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/5817-10

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.