CFTC Issues Proposed Business Continuity and Disaster Recovery Regulation for DCMs and DCOs and Conforming Amendments to the Core Principle Guidance Applicable to DCMs. Other enforcement

CFTC release 5853-10 · 2010-07-15 · view on cftc.gov ↗

Key facts

Release number: 5853-10
Release date: 2010-07-15
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/5853-10

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.