Gage’s Fertilizer & Grain, Inc., a Missouri Grain Elevator, and its President-Owner, Steven W. Gage, to Pay $175,000 to Settle CFTC Charges of Violating Registration Requirements Registration / supervisory violation

CFTC release 5858-10 · 2010-07-23 · view on cftc.gov ↗

Key facts

Release number: 5858-10
Release date: 2010-07-23
Type: Registration / supervisory violation
Primary source: https://www.cftc.gov/PressRoom/PressReleases/5858-10

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.