# Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Announces Agenda, List of Participants for August 11 Meeting

> CFTC release 5868-10 · 2010-08-07 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 5868-10
- **Release date:** 2010-08-07
- **Type:** Other enforcement
- **Title:** Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Announces Agenda, List of Participants for August 11 Meeting
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/5868-10

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 5868-10, "Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Announces Agenda, List of Participants for August 11 Meeting", 2010-08-07. Retrieved via AI Analytics 2026-07-19 from https://api.ai-analytics.org/cftc-action/5868-10.

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