CFTC Issues Request for Comment on Options for a Proposed Exemptive Order Relating to the Trading and Clearing of Precious Metal Commodity-Based ETFs and Concept Release Other enforcement

CFTC release 5909-10 · 2010-10-01 · view on cftc.gov ↗

Key facts

Release number: 5909-10
Release date: 2010-10-01
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/5909-10

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.