CFTC Sanctions Triland USA Inc. $725,000 for Failing to Maintain Secured Customer Funds and Failing to Provide Timely Notice to the CFTC of the Deficiency Other enforcement

CFTC release 5914-10 · 2010-10-05 · view on cftc.gov ↗

Key facts

Release number: 5914-10
Release date: 2010-10-05
Type: Other enforcement
Primary source: https://www.cftc.gov/PressRoom/PressReleases/5914-10

About CFTC enforcement

The CFTC charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and commodity-pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension. Crypto-asset cases have been a major share since 2019.