# CFTC Sanctions Rosenthal Collins Group, L.L.C. More than $1.3 Million for Supervision Violations

> CFTC release 5915-10 · 2010-10-05 · **Other enforcement** · ENFORCEMENT

## Key facts

- **Release number:** 5915-10
- **Release date:** 2010-10-05
- **Type:** Other enforcement
- **Title:** CFTC Sanctions Rosenthal Collins Group, L.L.C. More than $1.3 Million for Supervision Violations
- **Primary source:** https://www.cftc.gov/PressRoom/PressReleases/5915-10

## What this is

CFTC enforcement actions cover derivatives + commodities + crypto fraud cases. The Commission charges market participants under the Commodity Exchange Act for spoofing, manipulation, fraud, wash trades, registration violations, and pool-operator misconduct. Most actions settle with restitution + civil money penalty + a bar/suspension.


## Citation

> US Commodity Futures Trading Commission, press release 5915-10, "CFTC Sanctions Rosenthal Collins Group, L.L.C. More than $1.3 Million for Supervision Violations", 2010-10-05. Retrieved via AI Analytics 2026-05-20 from https://api.ai-analytics.org/cftc-action/5915-10.

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